Example Evidence Pack
A static, anonymised example showing what a MarketGuard Evidence Pack looks like. EXAMPLE-CO is a fictional ticker. No real accounts, positions, or prices are shown.
Decision ID
MG-EXAMPLE-0042
Ticker
EXAMPLE-CO
Action
BUY 500 shares
Price (example)
$42.00
Portfolio value
$95,000
Evaluated at
2025-06-01 14:32:07 UTC
Rules confirmed by you on
2025-04-15 09:10:00 UTC
Rule causality
Each row shows one of your rules, its configured limit, current and projected values, and the result. Rules are configured and confirmed by you — MarketGuard does not generate rules.
| Your rule | Limit | Current | Projected | Result | Set on |
|---|---|---|---|---|---|
| Max single position | 15% | 12.4% | 24.2% | Breached | 2025-04-15 09:10:00 UTC |
| Max trade size | 5% | 0% | 22.1% | Breached | 2025-04-15 09:10:00 UTC |
| Max sector | 30% | 29.8% | 41.5% | Breached | 2025-04-15 09:10:00 UTC |
| Min cash reserve | 10% | 22.3% | 0.2% | Passed | 2025-04-15 09:10:00 UTC |
| Require written reason | Required | — | Yes | Passed | 2025-04-15 09:10:00 UTC |
Each rule above was configured and confirmed by you on the date shown. MarketGuard executes the rules you set; it does not generate rules for you.
Tamper-evident hash chain
This decision — SHA-256
a3f7c9e1b24d8056f98432e0ac17dd6c29b7145f81a6cd304e528f670c2e93b1
Previous decision — SHA-256
000000000000000000000000000000000000000000000000000000000000000
The SHA-256 of this decision is computed from the ruling, rule set hash, and previous decision hash. Any alteration to this record changes the hash, breaking the chain and making tampering detectable.
What this document means for your practice
When a client proposes an action, MarketGuard evaluates it against the rules they previously configured and confirmed — before emotion enters the conversation. The Evidence Pack is the output: a dated, hashed, traceable record showing exactly which rules were tested, which triggered, and what the verdict was.
Client proposed it
The client enters the proposed action. MarketGuard does not suggest what to trade — it only evaluates what the client proposes.
Their own rules decided
Every flag in the Evidence Pack traces back to a rule the client configured and confirmed on a specific date. The advisor can see which rule triggered and when the client agreed to it.
You apply judgment
MarketGuard does not replace fiduciary judgment. It gives you a documented starting point: a rule-compliance verdict with a full evidence trail, before the conversation becomes adversarial.
MarketGuard is not investment advice, a robo-advisor, or a broker-dealer. It is a decision governance layer. You remain the fiduciary.
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Generate your own Evidence Packs
Connect your paper-trading portfolio, configure your rules, and evaluate proposed actions. Each evaluation produces a downloadable Evidence Pack like this one.